The
Constitution that came out of the Philadelphia convention in 1787
was not acclaimed a "divine document." On the contrary, the folks
were rather skeptical about it and made ratification difficult. Yet
there was no organized opposition. The Constitution simply ran head
on into the individualism that had defied the arrogance of British
Toryism. The backcountry, which started at the outskirts of the few
seaboard cities, was as suspicious of a national government as if
been hostile to foreign intervention. It was this spirit of
self-reliance, of wanting to be let alone, that the ratifiers had to
face and to which they addressed their argument in The
Federalist.
Since the doctrine of States' Rights is rooted in this early
opposition to the Constitution, any effort to revive it should take
into account the psychological barrier that confronted Madison and
Hamilton. States' Rights and individualism are historically related.
It would seem to be good strategy, therefore, for a modern
decentralization movement to plot its course by the same star. True,
it is impossible to reconstruct the environment in which the
individualism of early America was tempered; there is no haven of
free land around. But the urge to be oneself, to work out one's
destiny without let or hindrance, is not a matter of environment; it
is inherent in the human make-up. Even the socialist, for all his
talk of immolation for the good of a mass, betrays by his very
rebellion the altogether human urge for self-expression through free
choice. We all have it in varying degrees; none is ever rid of it.
The necessity of existence may impel us to make adjustment to
conditions, but the ego thus put under restraint is not destroyed.
The indestructibility of the ego is certified by the revolutionary
movements that characterize the history of man. A States' Rights
movement is in essence a revolution, an opposition to the urgency of
political power to limit choice and compel adjustment to its will
and must rest its case on this fact. It is a certainty that any
attempt to cut down the power of the central government is a fatuous
gesture unless there is some feeling for freedom in the country.
At
any rate, Hamilton and Madison and Jay were faced with the latent
fear of political interference that was strong in the American of
their day. It is for that reason that the logic of The Federalist
is underlined with a note of supplication. In view of the high
place the Constitution has attained in the hierarchy of American
values, this pleading for its ratification is suggestive. Why was it
necessary? For answer, we might recall what John Adams, writing in
1818, said about the revolution. It was effected, he declared,
"before the war commenced. The revolution was in the hearts and
minds of the people." It was exactly what was in the hearts and
minds of the people, their character, that constituted the
opposition to nationalism in 1787 and explains why the Constitution
put so many restrictions on the powers of the proposed government,
not the least of which was the sharing of sovereignty with the state
governments on a basis of equality. It could not have got by
otherwise.
The Backbone of States' Rights
Above all things these Americans cherished freedom. They had
come to it by way of hardship and it stuck to their ribs. Many of
them were but a generation away from indentured servitude; still
quite alive was the memory of the horrors of migration; they had
paid a high price for freedom. No government had given them their
prized possession; they had literally hewn it out of the forest and
they meant to keep it. All their experience with government, in the
Europe from which they fled or in the colonies, taught them to
distrust political power. Perhaps some government had its place in
the scheme of life and might be tolerated - say, for
organized opposition to the Indians or for the building of
roads, and such things - but on the whole, the less of
government the better. At best, it could never provide freedom,
for that was something you got by your own effort; at worst, it
could and would rob you of your freedom and therefore needed
constant watching.
But
how can one watch a government that operates from some distant seat,
completely out of reach and behind a bulwark of laws
of its own making? One has chores to do. The agrarian
individualist was not taking chances. A government of neighbors,
amenable to the will of neighbors, he would countenance and
support, but he was intuitively opposed to a national establishment.
The authors of the Constitution were thus put under the
necessity of convincing him - and he was the unorganized
majority - that the proposed government would in no way deprive him
of the freedom he enjoyed under his home-made establishment; and for
the title it would ask of him, in the way of taxes, it would provide
him with services the local government could not furnish.
That
is a distinguishing feature of The Federalist, a party
platform replete with promises of what the party would not do. It is
strange reading, when compared to modern political pledges, in its
negative assurances. The delegates to the Philadelphia convention
were sent there by the state governments with instructions to fix up
some defects in the Articles of Confederation, for the Congress
operating under that charter was not functioning satisfactorily; the
general economy was laboring under the handicap of interstate
tariffs, lack of a uniform money, difficulty in enforcing
contractual obligations. These deficiencies were blocking trade, and
trade was the great concern of the new country. But, when the
delegates came up with a brand new Constitution, declaring that a
mere overhauling of the Articles was impractical, suspicion was
aroused. It was therefore incumbent on the framers of this
Constitution to prove its harmlessness, as far as individual freedom
was concerned. The new government would do what the states
separately could not do and no more. Only when a state could not
maintain order and called upon the government for help would it take
part in local matters. In fact, the federal government would be
little more than the foreign department for the state
governments.
In
paper number forty-five Madison writes: "The powers delegated by the
proposed Constitution to the federal government are few and defined.
Those which remain in the State governments are numerous and
indefinite. The former will be exercised principally on external
objects, as war, peace, negotiation and foreign commerce; with which
last part the power of taxation will, for the most part, be
connected. The powers reserved to the several States will extend to
all the objects which, in the ordinary course of affairs,
concern the lives, liberties and properties of the people,
and the internal order, improvement and prosperity of the
State.
"The
operations of the federal government will be most extensive
in times of war and danger; those of the State
governments in times of peace and security. As the former
periods will probably bear a small proportion to the latter, the
State governments will here enjoy another advantage over the federal
government. . ." And so The Federalist goes on; promise after
promise that the local governments shall remain immune.
Dualism and Individualism
Thus
came the doctrine of States' Rights. It came as a concession to the
dominant individualism of the times, to the spirit of freedom
that was in the people. Perhaps with some of the delegates it
was a considered theory of government; there is reason to
believe that most of them would as soon have left it out of
the Constitution. Hamilton, at any rate, would most certainly
have preferred a national rather than a federal government, with
undivided sovereignty, but the genius of the American people
was decidedly against him. The Constitution was, after all, only a
political instrument, and as such had to confine its moralities to a
preamble; in its working parts it had to conciliate divergent
interests. The individualist was too important an interest to be
ignored; he had to be appeased, and dual government was the price he
demanded.
The
doctrine of dualism came up for discussion many times between
ratification and the Civil War. Almost always the debates were
legalistic. On this ground, the nullifiers and the secessionists had
the best of it, for nothing could be more certain than that the
Union was conceived as a voluntary association of the thirteen
states and that the states had existed as political entities for
nearly a hundred and fifty years before the Constitution was thought
of. Nor was there any question, as John C. Calhoun constantly
insisted, that the Union was an organization of states, not of
citizens; a Virginian was a Virginian before he was an American, and
that was written into the Constitution as a condition of
ratification.
But
the debates were singularly free of the ideological background of
the doctrine. States' Rights was invoked in support of sectional and
economic interests rather than to protect the immunities of the
individual from federal encroachment. In 1814 the New England
manufacturers brought it up; before the Civil War the South made
much of nullification and secession because of its tariff
disabilities. If the present embryonic movement to restore some
measure of local autonomy is to achieve any success, it must go back
to beginnings; it must make its appeal to the unquenchable yearning
for freedom; it must convince the American that his best chance for
a good and freer life is under the aegis of a government of
neighbors.
The Theory of Government
It
has always been the boast of States' Righters that they were the
true Constitutionalists, that they adhered to the letter as well as
to the spirit of the original document. The evidence supports the
claim. To be consistent, the current crop of fundamentalists might
look to the basic theory of government written into the
Constitution. This theory, borrowed from John Locke, holds that the
only purpose of government, and its only competence, is to protect
private property. If it presumes to go beyond that function it is
guilty of misfeasance; if it fails to perform that function it is
derelict in its duty. "The first object of government," says Madison
in the tenth number of The Federalist, is the
protection of "the diversity in the faculties of men, from which the
rights of private property originate." From that theory, despite
their willingness to make compromises, the Founding Fathers never
deviated.
From
the standpoint of this theory of government, the Constitution has
not only been violated, it has been destroyed. What exists now is
only a faulty facsimile of the original document. The process of
mutilation began a long time ago, in the Jackson Administration,
when political gangsterism announced that "to the victors belong the
spoils." But not until the Sixteenth Amendment was incorporated into
the Constitution was its character completely altered. The income
tax insinuated. a theory of government quite unknown to the Founding
Fathers, holding that the function of government is to act as
pater familias to society as a whole. To perform that role,
the government must have access to all that is produced, as a matter
of right, just as a feudal baron might lay claim to the fruits of
his vassals' labor. This, of course, is a complete rejection of the
right of private property; what the citizen may retain from his
earnings is a concession, revocable at will. The citizen thus
becomes a subject. For Constitutional support, this theory of
government takes recourse in the ambiguous "general welfare" clause.
The
"general welfare" clause meant different things to different members
of the Constitutional Convention; according to Madison it was the
subject of much bitter debate. But of one thing we can be sure, and
that is that it meant nothing like the New Deal interpretation to
any of them. It could not have justified in their minds the
investment of tax-money in government ventures competing with
private industry, or the regulating and restricting of enterprise
even to the extent of stifling it; and a system of doles was simply
unthinkable. For, the economic thinking of the day was singularly
laissez faire, and the idea of government intervention in
one's way of making a living was abhorrent to these recent
revolutionists. In the context of their economic philosophy the
general welfare was promoted only by production. The wealth of the
nation is the sum total of the wealth of the citizens; the
government might extract from it but could not contribute anything
to it. To them the only thing the government could do to promote the
general welfare, in the economic field, was to provide protection
"for the diversity in the faculties of men, from which the rights of
property originate." Having done that it should get out of the way.
The Business of Politics
If,
as Charles A. Beard has so clearly shown, the Constitution was an
"economic instrument," if "every fundamental appeal in it is
to some material and substantial interest," does that invalidate its
basic theory of government? To be sure, the Founding Fathers made
concessions to the slave trade, the landed gentry, the money
speculators and the protection-seeking industrialists. In so doing
they simply accepted what the mores sanctioned. The business
of the politician is not to improve upon the intelligence and
conscience of his times, but rather to take what he finds and write
and enforce the rules of the game accordingly. Whenever he tries to
make men better than they are, or their understanding permits them
to be, he is assuming a capacity he does not have and is courting
trouble. The Founding Fathers made concessions to pressure-groups,
to be sure; but when did politicians do otherwise? Can they do
anything else? Even where the politician presumably abolishes all
special privilege, as in totalitarian regimes, he simply makes of
himself the sole beneficiary of all special privilege. The
moralist's passion for a society free of special privilege will be
satisfied, if it ever is, by some mutation in the nature or
intelligence of man; it will never come by way of politics.
It
is beside the point to criticize the Founding Fathers for failure to
distinguish between property got by one's own labor and property got
by privilege. The distinction was quite unknown then and, except in
the ivory tower of moral philosophy, is quite unknown now. The
Constitution concerned itself with the principle of private
property, not with a definition of it, and our present concern
should be with that principle. Is the individual in better case
under a regime that guarantees security of possession and enjoyment,
or does he prosper better under a regime that confiscates all
production and doles it out according to a formula of its own
design? Putting aside the iniquities that grow up under the
institution of private property, or the perversion of it, is it not,
nevertheless, more conducive to the general welfare than State
Capitalism? A States' Rights movement must face that question
squarely.
Origin of Private Property
The
answer to that question must be sought in first principles. Why does
a man produce? Obviously, to satisfy his desires, and desires are
personal, not collective. If he is deprived of the fruits of his
labors, by marauders or the government, the profit in laboring is
gone, and if the defalcations persist he loses interest in
production. The need of living impels him to produce what he can
consume immediately, but the uncertainty of possession dissuades him
from accumulating; he does not save, he does not put by any capital.
Under compulsion, as in slavery or a totalitarian regime, he will
exert himself to produce more than he consumes only because of the
desire to avoid pain, but his output will be in proportion to the
constancy of surveillance and the certainty of punishment. The slave
is a poor producer simply because he has no interest in production.
On
the other hand, if possession and enjoyment is secure, the urge to
produce knows no bounds. For the desires of man are without limit.
His first need is food, but with a plenitude of that commodity on
hand, or easily obtainable, he conjures up from his imagination a
desire for tablecloth, napkin, and, at long last, music with his
meals. The humble hut that was the pioneer's castle is replaced with
a mansion ablaze with electric light and equipped with hot-and-cold
running water - only because he has been able, under private
property, to accumulate a superfluity of wealth. The progress of
civilization, the advancement in the sciences and arts, is in
proportion to the degree of private property permitted in the going
modus vivendi, and retrogression follows from the
discouragement of production where confiscation is the general
practice. A society of thieves cannot prosper.
The
principle of private property, then, stems from the composition of
the human being. And the general welfare, or the aggregate of
production, is promoted only by the certainty of possession and
enjoyment. That is the underlying thought of the laissez faire
philosophy which, at the time the Constitution was framed, was
accepted as axiomatic.
It
was, indeed, a mass attack on private property that spurred the
Founding Fathers in their work and furnished them with ammunition in
their fight for ratification. In Massachusetts, a mob of farmers,
burdened with mortgages and taxation, had attempted to force the
state government to issue fiat money with which they could rid
themselves of their obligations. Whether or not their grievances
were justifiable, their action was a threat to the principle of
private property, to which even these farmers held; they would have
been in the forefront of a fight to retain possession of their
holdings. However, the danger of mob action put the Fathers on their
guard; they wrote into the Constitution provisions which, they
expected, would prevent a majority, having got hold of the reins of
government, from executing a policy of confiscation. The system of
checks and balances was designed as a bulwark of private property.
States' Rights and Private Property
Under these restrictions, which tended to keep the federal
government weak and off-balance, the country did well for a century
and a half. Private property was fairly safe and the wealth of the
nation multiplied; the general welfare improved. But the spirit of
spoliation grew apace, ever encouraged and exploited by self-seeking
politicians. By means of amendments, interpretations and political
subterfuge, the checks and balances were finally eased out of the
Constitution. The "mob" so feared by Madison and Hamilton did in our
time get control of political power and proceeded to use it as
predicted; finding justification in a perversion of the "general
welfare" clause, political gangsterism has put the government
machinery to purposes other than the protection of "the diversity in
the faculties of men, from which the rights of property originate."
Private property is no longer a tenet of the American creed.
Because the human being is ever intent on improving his
circumstances, striving always despite handicaps and hindrances, the
effect on the general welfare from the disregard of private property
is slow in showing itself. It will do so in due time. Already labor
is looked upon as a useless occupation when doles are available, and
investment in enterprise of a long-term nature is regarded as folly.
That the American standard of living must decline, that our
civilization must sink to a lower and lower level, is a certainty to
which the history of intervention testifies. Politics may deny
private property but it cannot prevent the consequences of its
action.
The
issue is clear. Is it possible to stem the tide by a strengthening
of our state governments? Can our state governments provide some
protection for private property, now denied by the federal
government? As a patriotic gesture, and in the interest of future
generations, the effort should be made. A States' Rights movement
dedicated to that effort could well call upon the shades of the
Founding Fathers for support; they favored a federal government
because they saw in it a protection for private property; now that
the federal government has become an instrument of spoliation, would
not the Founding Fathers join up with a States' Rights movement so
dedicated? Even Hamilton should be a States' Righter these
days.
(Not part of the article, but in the same
issue)